Pictet Asset Management Limited

• Principal Place of Business

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475000

  Web

  https://www.am.pictet

• Complaints Contact

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475487

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Supriya Menon

  IRN SXM02091

  • [FCA CF] Client dealing (1 Feb 2020 to 21 Jan 2022)
  • CF30 Customer (14 Sep 2012 to 8 Dec 2019)
• Susan Barbara Ripley

  IRN SBR01026

  • CF30 Customer (12 Aug 2009 to 31 Jan 2014)
• Susana Ho

  IRN SXH01949

  • CF30 Customer (3 Jul 2013 to 19 Jun 2015)
• Suzanne Astridge

  IRN SXC02196

  • [FCA CF] Client dealing (since 1 Feb 2020)
  • CF30 Customer (19 Jul 2011 to 19 Aug 2019)
• Swee-Kheng Lee

  IRN SXL01159

  • CF30 Customer (1 Nov 2007 to 31 Aug 2018)
  • CF27 Investment Management (6 Sep 2007 to 31 Oct 2007)
• Tajender Sandhu

  IRN TSS01013

  • CF27 Investment Management (1 Dec 2001 to 16 Aug 2002)
• Tam Nguyen

  IRN TXN01157

  • CF30 Customer (26 Mar 2009 to 30 Sep 2010)
• Thibaut Stéphane Denis Nocella

  IRN TSN01009

  • [FCA CF] Client dealing (1 Feb 2020 to 1 Sep 2023)
  • CF30 Customer (11 Dec 2018 to 8 Dec 2019)
• Thierry Paul Jean Leleu

  IRN TPL01022

  • CF30 Customer (1 Jul 2008 to 15 Aug 2008)
• Thomas Alfred Hunter Rodwell

  IRN TAR01020

  • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.