Pictet Asset Management Limited

Date authorised
1 April 2013
Companies House
03093489
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pictet Asset Management Ltd
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442078475000
    Web
    https://www.am.pictet

  • Complaints Contact

    Pictet Asset Management Ltd
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442078475487

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ravinder Singh

    IRN RXS01792

    • [FCA CF] Client dealing (1 Feb 2020 to 30 Nov 2022)
    • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
  • Raymond Deva Sagayam

    IRN RDS01064

    • SMF1 Chief Executive (since 1 Oct 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Nov 2018 to 8 Dec 2019)
    • CF29 Significant management (1 Jan 2017 to 16 Nov 2018)
    • CF30 Customer (7 Sep 2010 to 22 Nov 2018)
  • Renaud Fernand De Planta

    IRN RFD01011

    • CF8 Apportionment and Oversight (15 Aug 2002 to 31 Oct 2007)
    • CF1 Director (15 Aug 2002 to 31 Mar 2017)
    • CF3 Chief Executive (15 Aug 2002 to 31 Mar 2017)
    • CF2 Non Executive Director (1 Dec 2001 to 15 Aug 2002)
  • Reza-ul Karim

    IRN RXK01550

    • [FCA CF] Client dealing (since 28 Mar 2025)
  • Rhoderick John Hearn

    IRN RJH01152

    • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
    • CF3 Chief Executive (1 Dec 2001 to 15 Aug 2002)
    • CF1 Director (1 Dec 2001 to 4 May 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Aug 2002)
  • Richard Alastair Williamson

    IRN RAW01073

    • CF27 Investment Management (1 Dec 2001 to 13 Dec 2006)
  • Richard James Heelis

    IRN RJH01158

    • CF2 Non Executive Director (1 Apr 2017 to 8 Dec 2019)
    • CF1 Director (7 Apr 2008 to 1 Apr 2017)
    • CF30 Customer (1 Nov 2007 to 1 Apr 2017)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Richard Patrick Ormond

    IRN RPO01021

    • CF27 Investment Management (1 Dec 2001 to 28 Feb 2002)
  • Rishi Gudka

    IRN RXG01764

    • [FCA CF] Client dealing (since 1 Feb 2020)
    • CF30 Customer (20 Apr 2015 to 8 Dec 2019)
  • Robert Charles James

    IRN RCJ01045

    • CF30 Customer (17 Dec 2007 to 31 Dec 2010)
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Recent activity

Updates to this firm's record on the FCA register.

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