Pictet Asset Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Pictet Asset Management LtdMoor House120 London WallLondonCity Of LondonEC2Y 5ETUNITED KINGDOM- Phone
- +442078475000
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Complaints Contact
Pictet Asset Management LtdMoor House120 London WallLondonCity Of LondonEC2Y 5ETUNITED KINGDOM- Phone
- +442078475487
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter Rawlence
IRN PXR00235
- [FCA CF] Client dealing (since 28 Oct 2021)
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Peter William Jarvis
IRN PWJ01011
- CF30 Customer (1 Nov 2007 to 31 Jan 2013)
- CF27 Investment Management (15 Sep 2006 to 31 Oct 2007)
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Philippe Petit
IRN PXP00352
- [FCA CF] Manager of certification employee (1 Feb 2024 to 14 Feb 2025)
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Philippe Sarreau
IRN PXS01286
- CF27 Investment Management (1 Dec 2001 to 1 Aug 2006)
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Philippe de Weck
IRN PXD01242
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (16 Nov 2018 to 8 Dec 2019)
- CF29 Significant management (17 May 2017 to 16 Nov 2018)
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Pierre-Emmanuel Charlier
IRN PXC02058
- [FCA CF] Client dealing (15 Dec 2020 to 29 Apr 2022)
- CF30 Customer (14 Jan 2013 to 20 Feb 2017)
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Prashant Agarwal
IRN PXA00237
- [FCA CF] Client dealing (since 14 Jul 2023)
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Prashant Kothari
IRN PXK01519
- [FCA CF] Manager of certification employee (since 31 Mar 2026)
- [FCA CF] Client dealing (since 1 Feb 2020)
- CF30 Customer (20 Jul 2012 to 8 Dec 2019)
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Rajeev Donald De Mello
IRN RDD01029
- CF2 Non Executive Director (21 Jun 2005 to 10 Mar 2006)
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Raunak MUKHERJEE
IRN RXM01510
- [FCA CF] Client dealing (since 31 Mar 2026)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.