Pictet Asset Management Limited

Date authorised
1 April 2013
Companies House
03093489
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pictet Asset Management Ltd
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442078475000
    Web
    https://www.am.pictet

  • Complaints Contact

    Pictet Asset Management Ltd
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442078475487

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Charles WIlliam Mustoe

    IRN NCM01021

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF1 Director (1 Jul 2006 to 31 Mar 2008)
    • CF27 Investment Management (1 Jul 2006 to 31 Oct 2007)
  • Nicholas Laurent Elmes

    IRN NLE01002

    • CF21 Investment Adviser (30 Aug 2005 to 17 Jul 2006)
  • Nidhi Mahurkar

    IRN NXM01108

    • CF30 Customer (1 Nov 2007 to 15 Aug 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Nigel John Burnham

    IRN NJB01096

    • CF29 Significant management (17 May 2017 to 30 Mar 2018)
    • CF1 Director (23 Jul 2010 to 17 May 2017)
    • CF28 Systems and controls (1 Sep 2009 to 30 Mar 2018)
  • Nils Francke

    IRN NXF01094

    • CF27 Investment Management (1 Dec 2001 to 1 Aug 2006)
  • Oliver Douglas Martin Bell

    IRN ODB01005

    • CF30 Customer (1 Nov 2007 to 29 Sep 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Olivier Charles Doleires

    IRN OCD01011

    • CF30 Customer (24 Nov 2011 to 28 Feb 2014)
  • Olivier Yannick Auguste Ginguene

    IRN OYG01000

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF29 Significant management (19 Jun 2015 to 15 Nov 2018)
    • CF1 Director (24 Sep 2007 to 19 Jun 2015)
    • CF2 Non Executive Director (5 Sep 2005 to 24 Sep 2007)
  • Orlena Maile Yee

    IRN OMY01000

    • CF30 Customer (1 Nov 2007 to 24 Sep 2014)
    • CF27 Investment Management (23 Jan 2007 to 31 Oct 2007)
  • Ossi Valtanen

    IRN OXV00019

    • [FCA CF] Client dealing (since 5 Jun 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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