Nicholas Charles WIlliam Mustoe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2020)
    • CF1 Director (8 Nov 2010 to 21 Jul 2014)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Apr 2020)
    • CF1 Director (8 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (8 Sep 2010 to 8 Dec 2019)
  • Pictet Asset Management Limited (no longer approved here)

    FRN 181966

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF1 Director (1 Jul 2006 to 31 Mar 2008)
    • CF27 Investment Management (1 Jul 2006 to 31 Oct 2007)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF27 Investment Management (10 Apr 2002 to 31 May 2006)
    • CF1 Director (27 Feb 2002 to 31 May 2006)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.