Pictet Asset Management Limited

• Principal Place of Business

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475000

  Web

  https://www.am.pictet

• Complaints Contact

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475487

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mohammad Emad Mostaque

  IRN MEM01103

  • CF30 Customer (22 Apr 2008 to 21 May 2010)
• Mohammad Fawzy Salarbux

  IRN MFS01053

  • CF30 Customer (4 Oct 2011 to 23 Dec 2015)
• Mohsin Abrar Ahmad

  IRN MAA01317

  • CF30 Customer (4 Sep 2013 to 1 Feb 2017)
• Mubasher Ahmed Chaudhry

  IRN MAC01407

  • [FCA CF] Client dealing (24 Oct 2023 to 3 Feb 2026)
• Muhammad Nurul Haque

  IRN MNH01034

  • CF30 Customer (18 Feb 2008 to 6 May 2015)
• Navdeep Singh Sheera

  IRN NSS01028

  • CF30 Customer (26 Aug 2009 to 18 Dec 2009)
• Neil Graham Baker

  IRN NGB01021

  • CF30 Customer (1 Nov 2007 to 16 May 2008)
  • CF27 Investment Management (20 Dec 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (23 Jan 2006 to 20 Dec 2006)
• Niall Michael Quinn

  IRN NMQ00002

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF29 Significant management (17 May 2017 to 30 Jan 2019)
  • CF1 Director (14 Mar 2016 to 17 May 2017)
• Nicholas Andrew Dennis

  IRN NAD01077

  • CF30 Customer (10 May 2010 to 27 Jun 2014)
• Nicholas Anthony Donatus Johnson

  IRN NAJ01012

  • CF27 Investment Management (1 Dec 2001 to 1 Jul 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Aug 2002)
  • CF1 Director (1 Dec 2001 to 30 Apr 2009)

No changes recorded yet.