Pictet Asset Management Limited

• Principal Place of Business

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475000

  Web

  https://www.am.pictet

• Complaints Contact

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475487

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jerome Chavaillaz

  IRN JXC12642

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
  • CF30 Customer (10 May 2019 to 8 Dec 2019)
• Jing Wang

  IRN JXW07320

  • CF30 Customer (18 Oct 2018 to 1 Nov 2019)
• Joanne Mary Ongert

  IRN JMO01038

  • CF17 Significant Mgt (Other Business Operations) (28 Mar 2002 to 15 Aug 2002)
• John Alexander Sample

  IRN JAS01434

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (28 Apr 2009 to 17 May 2017)
  • CF29 Significant management (17 Feb 2009 to 28 Apr 2009)
• John Benedict Bloomfield

  IRN JBB01029

  • [FCA CF] Client dealing (since 1 Feb 2020)
  • CF30 Customer (24 Jun 2010 to 8 Dec 2019)
  • CF26 Customer Trading (16 Jun 2003 to 24 Sep 2007)
• John Lindsay Moorhead

  IRN JLM01152

  • [FCA CF] Client dealing (1 Feb 2020 to 31 May 2021)
  • CF30 Customer (24 Sep 2008 to 8 Dec 2019)
• John-Charles Dowzell

  IRN JXD00402

  • [FCA CF] Client dealing (since 6 Nov 2025)
• John-Paul Smith

  IRN JXS01351

  • CF30 Customer (1 Nov 2007 to 31 May 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Jon Richard Mawby

  IRN JRM01189

  • [FCA CF] Client dealing (since 1 Feb 2020)
  • CF30 Customer (9 Aug 2018 to 8 Dec 2019)
• Jonathan Bates-Kawachi

  IRN JXB18844

  • [FCA CF] Client dealing (1 Feb 2020 to 1 Sep 2023)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)

No changes recorded yet.