Jon Richard Mawby

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pictet Asset Management Limited
FRN 181966
- [FCA CF] Client dealing (since 1 Feb 2020)
- CF30 Customer (9 Aug 2018 to 8 Dec 2019)
GLG Partners LP (no longer approved here)
FRN 186093
- CF30 Customer (3 Oct 2012 to 23 Apr 2018)
Allspring Global Investments (UK) Limited (no longer approved here)
FRN 190608
- CF30 Customer (1 Nov 2007 to 24 Jul 2012)
- CF26 Customer Trading (21 Dec 2005 to 31 Oct 2007)
- CF27 Investment Management (21 Dec 2005 to 31 Oct 2007)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF27 Investment Management (23 Sep 2003 to 31 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.