Pictet Asset Management Limited

• Principal Place of Business

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475000

  Web

  https://www.am.pictet

• Complaints Contact

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475487

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniele Scilingo

  IRN DXS01951

  • CF30 Customer (14 Mar 2008 to 27 Feb 2015)
• David Edouard Darmouni

  IRN DED01017

  • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2020)
  • CF30 Customer (8 Nov 2018 to 8 Dec 2019)
• David Emmanuel Turysk

  IRN DET01015

  • CF27 Investment Management (1 Dec 2001 to 30 Apr 2002)
• David Francis Berry

  IRN DFB01024

  • CF30 Customer (1 Nov 2007 to 10 Aug 2008)
  • CF21 Investment Adviser (27 Jun 2002 to 31 Oct 2007)
• David James Clark

  IRN DJC01181

  • [FCA CF] Client dealing (since 9 Nov 2021)
  • CF30 Customer (4 Dec 2008 to 19 Jan 2009)
• David Resch

  IRN DXR01924

  • [FCA CF] Client dealing (since 1 Feb 2022)
• David Robert Cawthrow

  IRN DRC01084

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Apr 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2024)
  • CF10 Compliance Oversight (27 Jun 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jun 2005 to 8 Dec 2019)
• David Saumitra Chatterjee

  IRN DSC01032

  • [FCA CF] Client dealing (1 Feb 2020 to 4 Apr 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• David Viktor Kulcsar

  IRN DVK01004

  • CF30 Customer (18 Jul 2013 to 31 Jan 2014)
• David Wayne Bird

  IRN DWB01070

  • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
  • CF21 Investment Adviser (20 Jul 2006 to 31 Oct 2007)

No changes recorded yet.