Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Baijul Shah

  IRN BXS00011

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Baljit Rai

  IRN BXR01215

  • CF30 Customer (12 Apr 2012 to 3 Jul 2012)
• Barbara Ann Reilly

  IRN BAR01020

  • CF29 Significant management (1 Nov 2007 to 30 May 2008)
  • CF20 Significant Mgt (Settlements) (4 Jun 2007 to 31 Oct 2007)
• Barrie James Sims

  IRN BJS00017

  • CF30 Customer (3 Sep 2010 to 26 May 2011)
• Barry David Whitehouse

  IRN BDW01041

  • CF30 Customer (8 Sep 2010 to 17 Mar 2011)
• Barry Douglas Thomson

  IRN BDT01012

  • CF30 Customer (3 Sep 2010 to 4 Feb 2013)
• Barry James Waters

  IRN BJW01083

  • CF30 Customer (12 Jan 2011 to 17 May 2013)
• Barry Lee Halford

  IRN BXH00332

  • [FCA CF] Manager of certification employee (since 30 Nov 2023)
  • [FCA CF] Significant management (since 27 Nov 2023)
• Barry Stephen Northcott

  IRN BSN00004

  • CF30 Customer (3 Sep 2010 to 2 Nov 2012)
• Bertrand Poupart-Lafarge

  IRN BXP01398

  • CF1 Director (23 Oct 2013 to 1 Nov 2016)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.