Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stuart John Anderson

  IRN SJA00024

  • CF30 Customer (6 Dec 2011 to 17 May 2013)
• Stuart John Tucker

  IRN SXT00047

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Stuart Robert Lamont

  IRN SRL00017

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Stuart Robertson

  IRN SXR56188

  • [FCA CF] Manager of certification employee (8 Nov 2023 to 29 Nov 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2021)
• Stuart Ross Thompson

  IRN SRT01060

  • CF30 Customer (22 Sep 2010 to 20 Apr 2012)
• Sunnia Hundal

  IRN SXH00911

  • [FCA CF] Significant management (3 Jan 2023 to 7 May 2024)
• Susan Cholmondeley

  IRN SXC00103

  • CF30 Customer (3 Sep 2010 to 31 Dec 2010)
• Susan Davidson McInnes

  IRN SXM02380

  • CF28 Systems and controls (10 Apr 2018 to 4 Sep 2018)
  • CF1 Director (8 Nov 2016 to 19 Feb 2018)
• Susan Rai-Hutchins

  IRN SXR00144

  • CF30 Customer (3 Sep 2010 to 8 Nov 2013)
• Susan Wenborne

  IRN SXW01357

  • CF30 Customer (3 Sep 2010 to 7 Nov 2012)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.