Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Philip Robert Smith

  IRN PRS01168

  • CF30 Customer (13 Dec 2011 to 17 May 2013)
• Philip Royston Purser

  IRN PRP00012

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Philip Stafford

  IRN PXS00158

  • CF30 Customer (19 Dec 2011 to 30 Jul 2012)
• Philippe Louis Herbert Maso Y Guell Rivet

  IRN PLM01028

  • CF28 Systems and controls (1 Nov 2007 to 11 Apr 2008)
  • CF1 Director (4 Jun 2007 to 26 Aug 2010)
  • CF14 Risk Assessment (4 Jun 2007 to 31 Oct 2007)
• Phillip James Winnington

  IRN PJW01272

  • CF30 Customer (6 Dec 2011 to 31 May 2013)
• Phillip Richard Maidwell

  IRN PRM01121

  • CF30 Customer (3 Sep 2010 to 27 May 2011)
• Prem Latta Shergill

  IRN PLS01062

  • CF30 Customer (24 Oct 2011 to 17 May 2013)
• Quentin Zentner

  IRN QJZ01001

  • [FCA CF] Significant management (since 12 Apr 2021)
  • [FCA CF] Manager of certification employee (since 12 Apr 2021)
  • [FCA CF] Material risk taker (12 Apr 2021 to 16 Dec 2021)
• RHIA OLIVER

  IRN RMS01179

  • CF30 Customer (24 Jan 2011 to 19 Apr 2012)
• Rachael Arnold

  IRN RXJ00051

  • CF30 Customer (3 Sep 2010 to 17 May 2013)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.