Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alison Jayne Anderson

  IRN AJA00042

  • CF30 Customer (29 Aug 2012 to 17 May 2013)
• Alison Margaret Beardsell

  IRN AMB01281

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Alison Swift

  IRN AXS02536

  • CF30 Customer (20 Sep 2010 to 22 Jun 2012)
• Alistair Stewart McNeil

  IRN ASM00027

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Alistair Welham

  IRN ARW01230

  • CF29 Significant management (5 Sep 2014 to 31 Oct 2016)
• Allan Gordon Smith

  IRN AGS01152

  • CF30 Customer (28 Jul 2011 to 30 Jul 2012)
• Allan James Wilson

  IRN AJW01465

  • CF30 Customer (24 Jul 2012 to 30 Nov 2012)
• Allard Walker

  IRN AXW56202

  • [FCA CF] Significant management (since 1 Oct 2024)
• Allison Fower

  IRN AXF02074

  • [FCA CF] Significant management (since 4 Oct 2024)
• Amanda Franks

  IRN AAC01049

  • CF30 Customer (16 Mar 2012 to 17 May 2013)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.