Phoenix Wealth Management Ltd.

Date authorised
1 April 2013
Companies House
03605826
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phoenix Wealth Management Ltd
    6 Meadow Court
    High Street
    Witney
    Oxfordshire
    OX28 6ER
    UNITED KINGDOM
    Phone
    +441993229904
    Web
    https://www.phoenix-wm.co.uk

  • Complaints Contact

    Phoenix Wealth Management Ltd
    6 Meadow Court
    High Street
    Witney
    Oxfordshire
    OX28 6ER
    UNITED KINGDOM
    Phone
    +441993229904

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Adrian Gregory

    IRN JAG00076

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Dec 2021)
  • Leslie David James Summerell

    IRN LDS00004

    • CF30 Customer (1 Nov 2007 to 11 Jul 2010)
    • CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)
  • Michael John Pimm

    IRN MJP00062

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2005)
    • CF1 Director (1 Dec 2001 to 30 Apr 2005)
  • Paul Alan Temple

    IRN PAT00030

    • CF30 Customer (1 Nov 2007 to 13 Jul 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2009)
    • CF1 Director (1 Dec 2001 to 28 Jul 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Jul 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Jul 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • William Park Adams

    IRN BXA00021

    • [FCA CF] Client dealing (24 May 2022 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.