Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 6 Sep 2012)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jun 2022)
    • CF30 Customer (6 Sep 2012 to 1 Jun 2022)
    • Employed By (since 6 Sep 2012)
  • Phoenix Wealth Management Ltd. (no longer approved here)

    FRN 190353

    • CF30 Customer (1 Nov 2007 to 13 Jul 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Jul 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 28 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

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