Phoenix Life CA Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442035679100

  Web

  https://www.phoenixlife.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442035679100

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Consumer Loans

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Iain Wright

  IRN IXW01156

  • CF28 Systems and controls (9 May 2011 to 6 Jan 2014)
• Ian Adam Craston

  IRN IAC01023

  • Director of firm who is not a certification employee or a SMF manager (1 Oct 2023 to 31 Oct 2025)
• Ian Andrew Gray

  IRN IAG01037

  • SMF5 Head of Internal Audit (3 Apr 2023 to 31 May 2025)
• Ian Breingan

  IRN IXB00192

  • [FCA CF] Significant management (since 31 Jan 2026)
• Jacqueline Dorothy Mary Noakes

  IRN JDN01039

  • SMF24 Chief Operations (since 13 May 2024)
  • CF1 Director (AR) (11 Apr 2024 to 1 Oct 2024)
  • CF3 Chief Executive (AR) (11 Apr 2024 to 1 Oct 2024)
  • SMF7 Group Entity Senior Manager (28 Jun 2023 to 13 May 2024)
• Jacqueline Mary Derrick

  IRN JMD01233

  • CF1 Director (AR) (17 Dec 2009 to 24 Jun 2010)
• James Harry Sutcliffe

  IRN JHS01037

  • SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Sep 2023)
  • SIMF9 Chairman (27 Sep 2017 to 9 Dec 2018)
  • CF2 Non Executive Director (20 May 2010 to 31 Dec 2011)
• James Wilde

  IRN JXW00607

  • [FCA CF] Significant management (since 1 Apr 2024)
• Janet Christine Fuller

  IRN JCF01021

  • CF1 Director (AR) (17 Dec 2009 to 3 May 2013)
  • CF3 Chief Executive (AR) (17 Dec 2009 to 3 May 2013)
  • CF8 Apportionment and Oversight (12 Mar 2004 to 3 May 2013)
  • CF3 Chief Executive (12 Mar 2004 to 3 May 2013)
  • CF1 Director (1 Mar 2002 to 3 May 2013)
  • CF10 Compliance Oversight (1 Mar 2002 to 23 Feb 2004)
  • CF14 Risk Assessment (1 Mar 2002 to 12 Oct 2005)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 1 Mar 2002)
  • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 1 Mar 2002)
• Jason Bullmore

  IRN JXB00496

  • [FCA CF] Significant management (since 3 Mar 2025)

• SLFC Services Company (UK) Limited (no longer appointed)

  FRN 510237 · Appointed 22 Oct 2009 · Until 1 Oct 2024

• Vertex Life and Pensions Limited (no longer appointed)

  FRN 210209 · Appointed 1 Mar 2002 · Until 1 May 2008

• Warwick Davis (Insurance Consultants) Ltd (no longer appointed)

  FRN 194164 · Appointed 27 Sep 2000 · Until 30 May 2002

No changes recorded yet.