Phoenix Life CA Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442035679100

  Web

  https://www.phoenixlife.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442035679100

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Consumer Loans

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dominic Andrew Carpenter

  IRN DAC01259

  • [FCA CF] Material risk taker (28 Jun 2024 to 31 May 2025)
  • [FCA CF] Significant management (25 Apr 2024 to 31 May 2025)
• Donald Alexander Stewart

  IRN DAS01114

  • SIMF9 Chairman (7 Mar 2016 to 27 Sep 2017)
  • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
• Edward Ian Gardner

  IRN EIG01002

  • CF1 Director (1 Dec 2001 to 29 Apr 2005)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 29 Apr 2005)
  • CF13 Finance (1 Dec 2001 to 29 Apr 2005)
• Elizabeth Fleming

  IRN EXF56184

  • [FCA CF] Material risk taker (since 11 Dec 2025)
  • [FCA CF] Significant management (since 15 Jan 2025)
  • [FCA CF] Manager of certification employee (1 Apr 2024 to 1 Jan 2025)
• Emma Carballo Butao

  IRN EXB00209

  • SMF5 Head of Internal Audit (11 Mar 2022 to 3 Apr 2023)
• Emma Furlonger

  IRN EXF00091

  • [FCA CF] Manager of certification employee (since 25 Feb 2025)
• Eric Edward Anstee

  IRN EEA01005

  • SMF11 Chair of the Audit Committee (10 Dec 2018 to 24 Sep 2019)
  • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (22 Dec 2011 to 6 Mar 2016)
• Frances Clare Maclachlan

  IRN FCM01033

  • CF1 Director (AR) (29 Jan 2024 to 1 Oct 2024)
  • SMF2 Chief Finance (10 Dec 2018 to 31 Mar 2024)
  • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (29 Feb 2016 to 6 Mar 2016)
• Gail Fullerton Izat

  IRN GXI17105

  • [FCA CF] Manager of certification employee (since 15 Jan 2025)
  • [FCA CF] Significant management (since 23 Sep 2024)
  • [FCA CF] Material risk taker (since 23 Sep 2024)
• Gail Mary Watson

  IRN GMS01081

  • CF1 Director (1 Mar 2002 to 30 Apr 2003)

• SLFC Services Company (UK) Limited (no longer appointed)

  FRN 510237 · Appointed 22 Oct 2009 · Until 1 Oct 2024

• Vertex Life and Pensions Limited (no longer appointed)

  FRN 210209 · Appointed 1 Mar 2002 · Until 1 May 2008

• Warwick Davis (Insurance Consultants) Ltd (no longer appointed)

  FRN 194164 · Appointed 27 Sep 2000 · Until 30 May 2002

No changes recorded yet.