Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UTMOST LIFE AND PENSIONS LIMITED (no longer approved here)

    FRN 775704

    • SMF2 Chief Finance (10 Dec 2018 to 17 Jun 2019)
    • SIMF2 Chief Finance Function (14 Nov 2017 to 9 Dec 2018)
  • MetLife Europe d.a.c. (no longer approved here)

    FRN 456829

    • CF9 EEA Investment Business Oversight (17 Jan 2008 to 5 Aug 2008)
  • DILIGENTA LIMITED (no longer approved here)

    FRN 438831

    • CF10 Compliance Oversight (22 Mar 2006 to 17 Jul 2006)
    • CF1 Director (22 Mar 2006 to 15 Dec 2006)
    • CF11 Money Laundering Reporting (22 Mar 2006 to 17 Jul 2006)
  • Phoenix Life CA Limited (no longer approved here)

    FRN 110481

    • CF1 Director (1 Dec 2001 to 29 Apr 2005)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 29 Apr 2005)
    • CF13 Finance (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.