Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF2 Chief Finance (10 Dec 2018 to 17 Jun 2019)
- SIMF2 Chief Finance Function (14 Nov 2017 to 9 Dec 2018)
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- CF9 EEA Investment Business Oversight (17 Jan 2008 to 5 Aug 2008)
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- CF10 Compliance Oversight (22 Mar 2006 to 17 Jul 2006)
- CF1 Director (22 Mar 2006 to 15 Dec 2006)
- CF11 Money Laundering Reporting (22 Mar 2006 to 17 Jul 2006)
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- CF1 Director (1 Dec 2001 to 29 Apr 2005)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 29 Apr 2005)
- CF13 Finance (1 Dec 2001 to 29 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.