PHOENIX COURT GROUP LIMITED

Date authorised
13 January 2020
Companies House
12156857
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Brill Place
    London
    NW1 1DX
    UNITED KINGDOM
    Phone
    +447401864595
    Web
    https://www.phoenixcourt.vc

  • Complaints Contact

    2 Brill Place
    London
    NW1 1DX
    UNITED KINGDOM
    Phone
    +4407590543833

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robin Matthew Klein

    IRN RMK01066

    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
    • SMF3 Executive Director (since 13 Jan 2020)
  • Saul Charles Klein

    IRN SCK01045

    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
    • SMF3 Executive Director (since 13 Jan 2020)
    • SMF16 Compliance Oversight (13 Jan 2020 to 29 May 2024)
  • Suzanne Ashman

    IRN SXA03190

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • Tom Lambert

    IRN TXL00259

    • [FCA CF] Client dealing (since 1 Feb 2024)
  • Ziv Reichert

    IRN ZXR00037

    • [FCA CF] Client dealing (since 1 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.