Saul Charles Klein

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PHOENIX COURT GROUP LIMITED
FRN 915004
- [FCA CF] Manager of certification employee (since 1 Feb 2024)
- [FCA CF] Client dealing (since 1 Feb 2024)
- SMF3 Executive Director (since 13 Jan 2020)
- SMF16 Compliance Oversight (13 Jan 2020 to 29 May 2024)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF4 Partner (AR) (26 Oct 2015 to 1 Aug 2016)
- CF30 Customer (26 Oct 2015 to 1 Aug 2016)
Index Ventures (UK) LLP (no longer approved here)
FRN 499028
- CF30 Customer (29 Jun 2009 to 1 Jul 2015)
- CF4 Partner (29 Jun 2009 to 1 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.