Date authorised
1 April 2013
Companies House
07835800
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phillips 66 Ltd
    200 Aldersgate Street
    London
    City Of London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +4402078224565
  • Complaints Contact

    Phillips 66 Ltd
    200 Aldersgate Street
    London
    City Of London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +4402078224565

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael James Morrison

    IRN MJM01482

    • CF1 Director (16 Apr 2012 to 24 Mar 2016)
  • Michael James Smith

    IRN MJS01685

    • CF30 Customer (1 Mar 2019 to 2 Sep 2019)
  • Michael John Lambert

    IRN MJL01364

    • CF1 Director (24 Oct 2016 to 28 Aug 2018)
    • CF8 Apportionment and Oversight (24 Oct 2016 to 28 Aug 2018)
  • Michael Oxtoby

    IRN MWO01007

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2024)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • Michael Richard Vincent

    IRN MRV01013

    • CF30 Customer (16 Apr 2012 to 13 Dec 2013)
  • Miles Wythe

    IRN MXW01364

    • CF30 Customer (5 Nov 2013 to 27 Feb 2017)
  • Neal Holland

    IRN NXH00184

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2024)
  • Nicholas Owen Charles Brown

    IRN NOB00006

    • CF30 Customer (22 Aug 2016 to 23 Nov 2016)
  • Paul Finlay

    IRN PAF01070

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2023)
    • CF30 Customer (18 Mar 2019 to 8 Dec 2019)
  • Polly King

    IRN PXB01894

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (6 May 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.