Date authorised
1 April 2013
Companies House
07835800
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phillips 66 Ltd
    200 Aldersgate Street
    London
    City Of London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +4402078224565
  • Complaints Contact

    Phillips 66 Ltd
    200 Aldersgate Street
    London
    City Of London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +4402078224565

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanna Elise Lee

    IRN JEB01180

    • CF1 Director (16 Apr 2012 to 30 Aug 2013)
  • John Hartness

    IRN JGH01090

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
  • John Paul Forrest

    IRN JPF01077

    • CF30 Customer (7 Nov 2013 to 15 Sep 2015)
  • Kimberly Diane Head

    IRN KDH01055

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 5 Jan 2021)
    • CF8 Apportionment and Oversight (17 Oct 2016 to 8 Dec 2019)
    • CF1 Director (17 Oct 2016 to 9 Dec 2019)
  • Lawrence Burton

    IRN LXB01985

    • CF30 Customer (23 Mar 2018 to 8 Dec 2019)
  • Lee Charles Matthews

    IRN LCM01020

    • [FCA CF] Client dealing (since 20 Mar 2025)
  • Les Jenkins

    IRN LXJ00079

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2023)
  • Marcus Smith

    IRN MXS03319

    • [FCA CF] Client dealing (since 25 Mar 2020)
  • Mark McCulloch

    IRN MXM00334

    • SMF29 Limited scope function (limited scope SMCR firms only) (13 Mar 2021 to 31 Jan 2023)
  • Michael Austick

    IRN MXA01962

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2025)
    • CF30 Customer (18 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.