Pharon Independent Financial Advisers Limited

• Principal Place of Business

  Lawrence House

  Summer Hill

  Canterbury

  Kent

  CT2 8GT

  UNITED KINGDOM

  Phone

  +4401227819824

  Web

  https://www.pharon.co.uk

• Complaints Contact

  Lawrence House

  Summer Hill

  Harbledown

  Canterbury

  Kent

  CT2 8GT

  UNITED KINGDOM

  Phone

  +4401227819824

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Share, Unit

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Share, Unit

• David Woods

  IRN DXW08246

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 4 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
• Elizabeth Evelyn Jane Rule

  IRN EEG00002

  • 11. Pension transfer specialist
  • 16. Safeguarding and administering investments or holding client money
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Aug 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Aug 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (20 Jan 2004 to 31 Oct 2007)
  • CF1 Director (11 Apr 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Eugene Peter Hood

  IRN EPH00007

  • CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)
• Graham MacKenzie Tipple

  IRN GMT00006

  • CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)
• Grant Collins

  IRN GXC00534

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 2 May 2024)
  • [FCA CF] Client dealing (1 Feb 2024 to 2 May 2024)
• Jack Henry Weaver

  IRN JXW00994

  • [FCA CF] Client dealing (2 Jan 2024 to 29 May 2024)
  • [FCA CF] Functions requiring qualifications (2 Jan 2024 to 29 May 2024)
• James Sherwood

  IRN JXS03641

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2016 to 8 Dec 2019)
• Jamie Vant-Harrison

  IRN JXV08286

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
  • [FCA CF] Client dealing (since 1 Apr 2021)
  • CF30 Customer (19 Nov 2018 to 8 Dec 2019)
• Jodie Colledge

  IRN JXC01632

  • CF21 Investment Adviser (1 Jul 2002 to 11 Jul 2003)
• Kyron Rolfe

  IRN KXR00373

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)

No changes recorded yet.