Pharo Management (UK) LLP

• Principal Place of Business

  Pharo Management

  8 Lancelot Place

  London

  Westminster

  SW7 1DR

  UNITED KINGDOM

  Phone

  +4402075918800

  Web

  https://www.pharo.com

• Complaints Contact

  Pharo Management

  8 Lancelot Place

  London

  Westminster

  SW7 1DR

  UNITED KINGDOM

  Phone

  +442075918800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Inan Demir

  IRN IXD70395

  • [FCA CF] Material risk taker (since 26 Jun 2024)
• Jeffrey Hanlon

  IRN JXH02450

  • SMF27 Partner (since 10 Jan 2020)
  • CF29 Significant management (15 Oct 2012 to 8 Dec 2019)
• Jessica Orts

  IRN JXO01377

  • CF30 Customer (4 Aug 2014 to 27 Oct 2016)
• Joanne Moore

  IRN JXM02160

  • CF10 Compliance Oversight (26 Oct 2004 to 22 Aug 2005)
  • CF11 Money Laundering Reporting (26 Oct 2004 to 22 Aug 2005)
  • CF4 Partner (26 Oct 2004 to 22 Aug 2005)
  • CF13 Finance (26 Oct 2004 to 22 Aug 2005)
• Judy Man

  IRN HXL01198

  • CF11 Money Laundering Reporting (1 Jan 2013 to 25 Feb 2014)
• Jue Huang

  IRN JXH03067

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2022)
  • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
• Ken Liu

  IRN KXL00071

  • [FCA CF] Client dealing (since 1 Mar 2023)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 3 Nov 2025)
• Kevin Michael Tolan

  IRN KMT01034

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (6 Nov 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Nov 2019 to 8 Dec 2019)
• Lamine Ait-Said

  IRN LXA01044

  • [FCA CF] Client dealing (21 Jun 2022 to 27 Mar 2024)
• Leila Sandell

  IRN LXS01444

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
  • CF30 Customer (17 Jul 2009 to 8 Dec 2019)

No changes recorded yet.