Pharo Management (UK) LLP

• Principal Place of Business

  Pharo Management

  8 Lancelot Place

  London

  Westminster

  SW7 1DR

  UNITED KINGDOM

  Phone

  +4402075918800

  Web

  https://www.pharo.com

• Complaints Contact

  Pharo Management

  8 Lancelot Place

  London

  Westminster

  SW7 1DR

  UNITED KINGDOM

  Phone

  +442075918800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Filippo Altissimo

  IRN FXA01217

  • [FCA CF] Material risk taker (1 Jun 2022 to 30 Jun 2024)
• Francis Scott Ferraro

  IRN FXF00047

  • [FCA CF] Material risk taker (since 1 Sep 2022)
• Frederic Fricou

  IRN FXF01101

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (1 Oct 2007 to 31 Oct 2007)
• Gautam Chandrasekharan

  IRN GXC01501

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2022)
  • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
• Gennaro Sorvillo

  IRN GXS02427

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Oct 2015 to 8 Dec 2019)
• Guillaume Fonkenell

  IRN GXF01160

  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Oct 2004 to 31 Oct 2007)
  • CF4 Partner (26 Oct 2004 to 8 Dec 2019)
  • CF3 Chief Executive (26 Oct 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (26 Oct 2004 to 31 Oct 2007)
• Gurmeet Dhillon

  IRN GXD01726

  • [FCA CF] Manager of certification employee (since 28 Nov 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
• Hao Zhang

  IRN HXZ00006

  • [FCA CF] Client dealing (since 11 Mar 2024)
  • [FCA CF] Algorithmic trading (11 Mar 2024 to 3 Nov 2025)
  • [FCA CF] Client dealing (1 Mar 2023 to 25 Jul 2023)
• Hy Doan Nguyen

  IRN HXN00097

  • [FCA CF] Client dealing (12 Jun 2023 to 25 Apr 2025)
• Ilyass Hayane

  IRN IXH71966

  • [FCA CF] Client dealing (since 22 Jun 2023)

No changes recorded yet.