Date authorised
1 April 2013
Companies House
01774371
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor Limelight
    Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403456024797
  • Complaints Contact

    4th Floor Limelight
    Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4403456024797

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Olatokumbo Tunde Okekenu Shackleton

    IRN POS01009

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Dec 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Dec 2006)
    • CF3 Chief Executive (14 Jan 2005 to 1 Dec 2006)
    • CF1 Director (14 Jan 2005 to 1 Dec 2006)
  • Paula McKillen

    IRN PXM02044

    • CF8 Apportionment and Oversight (19 Jan 2009 to 31 Mar 2009)
    • CF1 Director (19 Jan 2009 to 27 Nov 2010)
    • Responsible for Insurance Mediation (19 Jan 2009 to 27 Nov 2010)
  • Peter Andrew John Hartley

    IRN PAH01246

    • CF1 Director (1 Dec 2006 to 13 Oct 2008)
    • CF3 Chief Executive (1 Dec 2006 to 13 Oct 2008)
    • CF8 Apportionment and Oversight (1 Dec 2006 to 13 Oct 2008)
    • Responsible for Insurance Mediation (1 Dec 2006 to 13 Oct 2008)
  • Peter John Sean Smith

    IRN PJS01479

    • SMF1 Chief Executive (9 Dec 2019 to 29 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 29 Jun 2022)
    • CF1 Director (AR) (28 Jan 2016 to 29 Jun 2022)
    • CF3 Chief Executive (12 Jun 2015 to 8 Dec 2019)
    • CF1 Director (12 Jun 2015 to 8 Dec 2019)
  • Samantha Watson

    IRN SXW20057

    • SMF16 Compliance Oversight (12 Apr 2021 to 9 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Apr 2021 to 9 Jun 2021)
    • Responsible for Insurance Distribution (12 Apr 2021 to 9 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jun 2021)
    • CF1 Director (22 Oct 2019 to 8 Dec 2019)
  • Tyrone Patrick Lawrence

    IRN TPL01021

    • CF28 Systems and controls (1 Nov 2007 to 28 Jul 2008)
    • CF15 Internal Audit (21 Sep 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.