Perspective (Central & East) Limited

• Principal Place of Business

  3 Adelaide House

  Corby Gate Business Park

  Priors Haw Road

  Corby

  Northants

  NN17 5JG

  UNITED KINGDOM

  Phone

  +4401536443200

  Web

  https://www.pfgl.co.uk/pcel

• Complaints Contact

  3 Adelaide House

  Corbygate Business Park

  Priors Haw Road

  Corby

  Northants

  NN17 5JG

  UNITED KINGDOM

  Phone

  +4401536443200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jennifer Jones

  IRN JXJ01612

  • [FCA CF] Functions requiring qualifications (13 Jun 2023 to 28 Feb 2025)
  • [FCA CF] Client dealing (13 Jun 2023 to 28 Feb 2025)
• Joanne Sharon Noon

  IRN JSB00034

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
• John Andrew Kearney

  IRN JAK00034

  • [FCA CF] Client dealing (8 Apr 2024 to 29 Nov 2024)
  • [FCA CF] Functions requiring qualifications (8 Apr 2024 to 29 Nov 2024)
• John Patrick Scully

  IRN JPS00025

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (10 Jun 2003 to 31 Oct 2007)
  • CF1 Director (10 Jun 2003 to 1 Jul 2017)
  • CF24 Pension Transfer Specialist (10 Jun 2003 to 31 Oct 2007)
• John Timothy Stimpson

  IRN JTS00015

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Jan 2021)
  • [FCA CF] Client dealing (since 11 Jan 2021)
• Jonathan Carl Danes

  IRN JCD00021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 20 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
• Jonathan Lindsey Hill

  IRN JLH00031

  • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 30 Jun 2022)
  • [FCA CF] Client dealing (11 Jan 2021 to 30 Jun 2022)
  • [FCA CF] Manager of certification employee (11 Jan 2021 to 30 Jun 2022)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2022)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Jun 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (10 Jun 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (10 Jun 2003 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Jun 2003 to 8 Dec 2019)
  • CF1 Director (10 Jun 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (10 Jun 2003 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (10 Jun 2003 to 31 Oct 2007)
• Jonathon Philip Harding

  IRN JPH01286

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 12 Dec 2025)
• Julie Suzanne Hepworth

  IRN JSH00047

  • SMF3 Executive Director (since 20 Apr 2021)
• Karl Fenton

  IRN KXF01354

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
  • [FCA CF] Client dealing (since 20 Dec 2024)

No changes recorded yet.