Date authorised
1 April 2013
Companies House
OC300172
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402076321000
  • Complaints Contact

    80 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402076321000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michail Zekkos

    IRN MXZ01026

    • [FCA CF] Client dealing (since 24 Feb 2021)
    • SMF27 Partner (9 Dec 2019 to 16 Jan 2023)
    • CF4 Partner (12 Mar 2015 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Nov 2007 to 31 Oct 2007)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Mubasher Ahmad Sheikh

    IRN MAS01501

    • CF4 Partner (16 Jun 2015 to 9 Dec 2019)
    • CF30 Customer (13 Mar 2012 to 8 Dec 2019)
  • Natalie Victoria Szrajber

    IRN NVS01007

    • CF30 Customer (23 Nov 2010 to 8 Dec 2019)
  • Nicholas Anthony Heslop

    IRN NAH01035

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2005)
  • Nicholas David Lloyd Jordan

    IRN NDJ01012

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF22 Investment Adviser (Trainee) (4 Dec 2003 to 31 Oct 2007)
  • Nicholas Edward Holt

    IRN NEH01018

    • CF30 Customer (1 Dec 2007 to 30 Jan 2009)
  • Nicholas Peter Burlington

    IRN NPB01091

    • CF30 Customer (27 Jul 2010 to 7 Apr 2016)
  • Nicolette Pedersen

    IRN NXP01191

    • CF30 Customer (1 Nov 2007 to 6 Jan 2015)
    • CF26 Customer Trading (22 Aug 2003 to 31 Oct 2007)
  • Noemie De Andia

    IRN NXD01230

    • CF30 Customer (8 Sep 2008 to 21 Dec 2018)
  • Oliver Steil

    IRN OXS01256

    • CF4 Partner (14 Dec 2016 to 16 Nov 2018)
    • CF30 Customer (14 Dec 2016 to 16 Nov 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.