Date authorised
1 April 2013
Companies House
OC300172
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402076321000
  • Complaints Contact

    80 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402076321000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Audinga Besusparyte

    IRN AXB03008

    • CF30 Customer (1 Oct 2012 to 25 May 2016)
  • Benoit Vauchy

    IRN BXV01026

    • SMF27 Partner (since 14 May 2025)
    • [FCA CF] Material risk taker (since 14 May 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 24 Feb 2021)
    • CF4 Partner (1 Mar 2010 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2006 to 31 Oct 2007)
  • Camilla Rasmussen

    IRN CXR01336

    • CF26 Customer Trading (19 Apr 2005 to 31 Aug 2005)
  • Carl Henry Parker

    IRN CHP01013

    • CF28 Systems and controls (1 Nov 2007 to 26 Jan 2010)
    • CF29 Significant management (1 Nov 2007 to 26 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 14 Jan 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Feb 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 14 Jan 2014)
  • Caroline Carr

    IRN CXC00212

    • [FCA CF] Significant management (since 24 Feb 2021)
  • Carolyn Schuler

    IRN CXS01203

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
  • Charles Nigel Cross Sherwood

    IRN CNS01018

    • CF30 Customer (1 Nov 2007 to 1 Jan 2016)
    • CF4 Partner (1 Dec 2001 to 1 Jan 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Cheryl Yvonne Potter

    IRN CYP01002

    • CF28 Systems and controls (19 Feb 2013 to 30 Sep 2019)
    • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Christian Bamberger Bro

    IRN CBB01033

    • CF30 Customer (10 Jul 2012 to 3 Jul 2014)
  • Christian Paul

    IRN CXP01933

    • CF30 Customer (9 Aug 2017 to 8 Dec 2019)
    • CF4 Partner (9 Aug 2017 to 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.