Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Feb 2026)
    • [FCA CF] Manager of certification employee (since 16 Feb 2026)
    • [FCA CF] Material risk taker (since 14 May 2025)
    • SMF27 Partner (since 14 May 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 24 Feb 2021)
    • CF4 Partner (1 Mar 2010 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (29 Jul 2002 to 10 Feb 2006)
    • CF22 Investment Adviser (Trainee) (29 Jul 2002 to 29 Jul 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF22 Investment Adviser (Trainee) (29 Jul 2002 to 29 Jul 2002)
    • CF21 Investment Adviser (29 Jul 2002 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF22 Investment Adviser (Trainee) (29 Jul 2002 to 29 Jul 2002)
    • CF21 Investment Adviser (29 Jul 2002 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.