Peritus Private Finance Limited

Date authorised
1 September 2016
Companies House
03490834
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Bankside
    The Watermark
    Gateshead
    Tyne and Wear
    NE11 9SY
    UNITED KINGDOM
    Phone
    +4401912305257
    Web
    http://peritusprivatefinance.co.uk

  • Complaints Contact

    1 Bankside
    The Watermark
    Gateshead
    Tyne and Wear
    NE11 9SY
    UNITED KINGDOM
    Phone
    +4401912305257

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew James Richardson

    IRN MJR01454

    • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2023)
    • CF1 Director (20 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jun 2017 to 8 Dec 2019)
  • Nicholas Perry Roberts

    IRN NPR01013

    • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 1 Apr 2025)
    • CF1 Director (AR) (1 Jun 2020 to 1 Apr 2025)
  • Paul Anthony Davison

    IRN PAD00030

    • Appointed representative dealing with clients for which they require qualification (25 Feb 2020 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (25 Feb 2020 to 26 Feb 2020)
  • Paul Came

    IRN PXC84417

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Jun 2020 to 24 Sep 2023)
  • Paul Lawrence Banfield

    IRN PLB00009

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
  • Peter James Martin McDonagh

    IRN PJM00050

    • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 12 Nov 2020)
  • Rebecca Jane Murdoch

    IRN RJM01536

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Jan 2020)
    • CF1 Director (AR) (since 6 Jan 2020)
    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 7 Jan 2020)
  • Richard Smart

    IRN RXS00069

    • CF30 Customer (5 Jun 2017 to 14 Aug 2017)
  • Roger Murray Collins

    IRN RMC01111

    • CF1 Director (AR) (17 Feb 2023 to 6 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (13 Feb 2023 to 6 Mar 2026)
    • [FCA CF] Functions requiring qualifications (28 Nov 2022 to 13 Feb 2023)
  • Samantha Jane Clarke

    IRN SJS01228

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 13 Jun 2022)
    • CF1 Director (AR) (since 13 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (since 13 Jun 2022)
    • [FCA CF] Client dealing (since 19 Apr 2022)
    • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 13 Jun 2022)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.