Peritus Private Finance Limited

• Principal Place of Business

  1 Bankside

  The Watermark

  Gateshead

  Tyne and Wear

  NE11 9SY

  UNITED KINGDOM

  Phone

  +4401912305257

  Web

  http://peritusprivatefinance.co.uk

• Complaints Contact

  1 Bankside

  The Watermark

  Gateshead

  Tyne and Wear

  NE11 9SY

  UNITED KINGDOM

  Phone

  +4401912305257

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Matthew James Richardson

  IRN MJR01454

  • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2023)
  • CF1 Director (20 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Jun 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Jun 2017 to 8 Dec 2019)
• Nicholas Perry Roberts

  IRN NPR01013

  • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 1 Apr 2025)
  • CF1 Director (AR) (1 Jun 2020 to 1 Apr 2025)
• Paul Anthony Davison

  IRN PAD00030

  • Appointed representative dealing with clients for which they require qualification (25 Feb 2020 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (25 Feb 2020 to 26 Feb 2020)
• Paul Came

  IRN PXC84417

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2024)
  • Appointed representative dealing with clients for which they require qualification (9 Jun 2020 to 24 Sep 2023)
• Paul Lawrence Banfield

  IRN PLB00009

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
• Peter James Martin McDonagh

  IRN PJM00050

  • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 12 Nov 2020)
• Rebecca Jane Murdoch

  IRN RJM01536

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 6 Jan 2020)
  • CF1 Director (AR) (since 6 Jan 2020)
  • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 7 Jan 2020)
• Richard Smart

  IRN RXS00069

  • CF30 Customer (5 Jun 2017 to 14 Aug 2017)
• Roger Murray Collins

  IRN RMC01111

  • CF1 Director (AR) (17 Feb 2023 to 6 Mar 2026)
  • Appointed representative dealing with clients for which they require qualification (13 Feb 2023 to 6 Mar 2026)
  • [FCA CF] Functions requiring qualifications (28 Nov 2022 to 13 Feb 2023)
• Samantha Jane Clarke

  IRN SJS01228

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 13 Jun 2022)
  • CF1 Director (AR) (since 13 Jun 2022)
  • Appointed representative dealing with clients for which they require qualification (since 13 Jun 2022)
  • [FCA CF] Client dealing (since 19 Apr 2022)
  • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 13 Jun 2022)

• Howard Williams (no longer appointed)

  FRN 593770 · Appointed 9 Jan 2020 · Until 8 May 2025

• Paul Came (no longer appointed)

  FRN 917638 · Appointed 2 Dec 2019 · Until 24 Sep 2023

• OSL Financial Services Ltd (no longer appointed)

  FRN 494210 · Appointed 6 Nov 2019 · Until 19 Nov 2021

• Walton Robinson Ltd (no longer appointed)

  FRN 472194 · Appointed 16 Jun 2017 · Until 10 Nov 2020

No changes recorded yet.