Date authorised
31 March 2020
Companies House
12201504
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    80 Charlotte Street
    London
    W1T 4DF
    UNITED KINGDOM
    Phone
    +442072682800
  • Complaints Contact

    Third Floor
    80 Charlotte Street
    London
    W1T 4DF
    UNITED KINGDOM
    Phone
    +447826973252

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ken Zhi Yap

    IRN KZY01000

    • [FCA CF] Client dealing (22 Feb 2021 to 10 Jan 2022)
  • Kerim Hassan

    IRN KXH00513

    • [FCA CF] Client dealing (since 6 Feb 2025)
  • Kevin Kaiser

    IRN KXK01885

    • [FCA CF] Client dealing (since 22 Feb 2021)
  • Klaus Wuelfing

    IRN KXW01160

    • [FCA CF] Manager of certification employee (since 20 Jun 2023)
    • [FCA CF] Client dealing (since 22 Feb 2021)
    • [FCA CF] Material risk taker (22 Feb 2021 to 1 Jan 2022)
  • Konstantin Rotar

    IRN KXR01211

    • [FCA CF] Client dealing (30 Mar 2022 to 15 Dec 2023)
  • Laura Elizabeth Kimmel

    IRN LEK01011

    • [FCA CF] Client dealing (since 8 Feb 2024)
  • Laura Klaassen

    IRN LXC01387

    • [FCA CF] Client dealing (3 Nov 2022 to 1 Jan 2024)
  • Laxmi Aurora

    IRN LXA00157

    • [FCA CF] Client dealing (17 Feb 2022 to 1 Oct 2022)
  • Lewis Wang-Juan Leung

    IRN LXL13768

    • [FCA CF] Client dealing (since 3 Nov 2022)
  • Linda Wu

    IRN LXW00172

    • [FCA CF] Client dealing (22 Feb 2021 to 29 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.