Ken Zhi Yap

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 7 Feb 2022)
- [FCA CF] Manager of certification employee (since 7 Feb 2022)
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Client dealing (since 7 Feb 2022)
- [FCA CF] Manager of certification employee (since 7 Feb 2022)
Perella Weinberg UK Limited (no longer approved here)
FRN 914627
- [FCA CF] Client dealing (22 Feb 2021 to 10 Jan 2022)
Nomura International Plc (no longer approved here)
FRN 124422
- [FCA CF] Client dealing (31 Jan 2018 to 27 Nov 2019)
Access Corporate Finance Partners Limited (no longer approved here)
FRN 745616
- CF30 Customer (24 Aug 2016 to 4 Apr 2018)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF30 Customer (18 Oct 2012 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.