Date authorised
31 March 2020
Companies House
12201504
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    80 Charlotte Street
    London
    W1T 4DF
    UNITED KINGDOM
    Phone
    +442072682800
  • Complaints Contact

    Third Floor
    80 Charlotte Street
    London
    W1T 4DF
    UNITED KINGDOM
    Phone
    +447826973252

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jaq Harverson

    IRN JXH30926

    • [FCA CF] Client dealing (25 Feb 2021 to 9 Jul 2024)
  • Jason Staub

    IRN JXS00098

    • [FCA CF] Client dealing (15 Mar 2023 to 27 May 2024)
  • Javier Barrantes

    IRN JXB04146

    • [FCA CF] Client dealing (since 3 Oct 2025)
  • Jermaine McEwan

    IRN JXM71874

    • [FCA CF] Client dealing (21 Mar 2022 to 14 Jul 2023)
  • Jerome Brassart

    IRN JMB01360

    • [FCA CF] Significant management (since 20 Jun 2023)
    • [FCA CF] Manager of certification employee (since 20 Jun 2023)
    • [FCA CF] Client dealing (since 22 Feb 2021)
    • [FCA CF] Material risk taker (22 Feb 2021 to 1 Jan 2022)
  • Jessica Michaela Haller

    IRN JXH01005

    • [FCA CF] Client dealing (since 4 Nov 2022)
  • Jia Liu

    IRN JXL00897

    • [FCA CF] Client dealing (since 20 Jan 2025)
  • Jin Hui Joshua Tong

    IRN JXT00633

    • [FCA CF] Client dealing (14 Sep 2023 to 24 Nov 2024)
  • Joao Lono

    IRN JXL00597

    • [FCA CF] Client dealing (4 Nov 2022 to 16 Feb 2024)
  • Johanna Lindstrom

    IRN JXL00730

    • [FCA CF] Client dealing (31 Oct 2023 to 30 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.