Date authorised
1 April 2013
Companies House
05706720
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20-22 Ropemaker Street
    London
    City Of London
    EC2Y 9AR
    UNITED KINGDOM
    Phone
    +4402071052000
  • Complaints Contact

    20-22 Ropemaker Street
    London
    City Of London
    EC2Y 9AR
    UNITED KINGDOM
    Phone
    +4402071053669

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Henry Fitzpatrick

    IRN JHF01031

    • CF3 Chief Executive (3 Oct 2006 to 19 Nov 2007)
    • Responsible for Insurance Mediation (3 Oct 2006 to 30 Jun 2010)
    • CF8 Apportionment and Oversight (3 Oct 2006 to 19 Nov 2007)
    • CF1 Director (3 Oct 2006 to 30 Jun 2010)
  • John Richard Coomber

    IRN JRC01074

    • CF2 Non Executive Director (27 Aug 2015 to 6 Mar 2016)
    • CF3 Chief Executive (16 Jul 2009 to 30 Jun 2015)
    • CF1 Director (14 Dec 2007 to 30 Jun 2015)
    • CF8 Apportionment and Oversight (14 Dec 2007 to 30 Jun 2015)
  • Jonathan Bruce Hemphill

    IRN JBH01108

    • SMF7 Group Entity Senior Manager (since 27 Mar 2026)
  • Jonathan Robert Aisbitt

    IRN JRA01039

    • SMF13 Chair of the Nominations Committee (17 Jun 2019 to 31 Oct 2022)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Oct 2022)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Oct 2022)
    • SIMF7 Group Entity Senior Insurance Manager Function (13 Oct 2016 to 9 Dec 2018)
    • SIMF9 Chairman (13 Oct 2016 to 9 Dec 2018)
  • Josua Malherbe

    IRN JXM02983

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 27 Mar 2026)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (10 Oct 2012 to 6 Mar 2016)
  • Judith Elizabeth Eden

    IRN JXE01307

    • SMF12 Chair of the Remuneration Committee (since 2 Oct 2020)
    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2019 to 14 Oct 2020)
  • Julia Goh

    IRN JXG00474

    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2021 to 27 Mar 2026)
  • Julie Wanstall

    IRN JXW00709

    • [FCA CF] Material risk taker (1 Jun 2022 to 31 Dec 2022)
  • Karen Lesley Dignan

    IRN KLD01054

    • SMF5 Head of Internal Audit (10 Dec 2018 to 29 Mar 2023)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (26 Jan 2016 to 6 Mar 2016)
  • Kari Henrik Stadigh

    IRN KHS01017

    • CF2 Non Executive Director (3 Oct 2006 to 18 Jan 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.