Pension Insurance Corporation plc

• Principal Place of Business

  20-22 Ropemaker Street

  London

  City Of London

  EC2Y 9AR

  UNITED KINGDOM

  Phone

  +4402071052000

  Web

  https://www.pensioncorporation.com

• Complaints Contact

  20-22 Ropemaker Street

  London

  City Of London

  EC2Y 9AR

  UNITED KINGDOM

  Phone

  +4402071053669

• Bank Deposits

  For All

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Manages Insurance Policies

  For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Katy Sarah Phillips

  IRN KXP00130

  • [PRA CF] Significant risk taker or Material risk taker (since 3 Mar 2021)
• Khurram Abbas Khan

  IRN KXK43168

  • [PRA CF] Key function holder (10 Dec 2018 to 30 Jun 2023)
• Kim Gozzett

  IRN KXG01125

  • SMF24 Chief Operations (17 Apr 2019 to 1 Oct 2022)
  • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
  • CF17 Significant Mgt (Other Business Operations) (24 Sep 2007 to 31 Oct 2007)
• Lance DeLuca

  IRN LRD01032

  • SMF24 Chief Operations (since 28 Dec 2022)
• Louise Jane Inward

  IRN LJI01011

  • SMF16 Compliance Oversight (10 Dec 2018 to 31 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 31 Dec 2024)
  • CF11 Money Laundering Reporting (3 Sep 2009 to 9 Dec 2018)
  • CF10 Compliance Oversight (3 Sep 2009 to 9 Dec 2018)
• Mark Aubrey Weinberg

  IRN MAW01113

  • SIMF9 Chairman (7 Mar 2016 to 1 Oct 2016)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 1 Oct 2016)
  • CF2 Non Executive Director (3 Oct 2006 to 6 Mar 2016)
• Mark Capel James Gull

  IRN MCG01026

  • [PRA CF] Key function holder (10 Dec 2018 to 1 May 2022)
  • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
  • CF17 Significant Mgt (Other Business Operations) (24 Sep 2007 to 31 Oct 2007)
• Marno Jooste

  IRN MXJ01536

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2022)
  • [FCA CF] Material risk taker (1 Jun 2022 to 2 Jun 2022)
• Martin James Griffiths

  IRN MXG81507

  • [PRA CF] Significant risk taker or Material risk taker (since 25 Feb 2020)
• Martin St Clair Pike

  IRN MXP00041

  • SMF10 Chair of the Risk Committee (since 25 Mar 2026)
  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2025)

No changes recorded yet.