Date authorised
1 April 2013
Companies House
05706720
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20-22 Ropemaker Street
    London
    City Of London
    EC2Y 9AR
    UNITED KINGDOM
    Phone
    +4402071052000
  • Complaints Contact

    20-22 Ropemaker Street
    London
    City Of London
    EC2Y 9AR
    UNITED KINGDOM
    Phone
    +4402071053669

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Veney

    IRN DXV08800

    • SMF1 Chief Executive (since 10 Feb 2026)
    • SMF7 Group Entity Senior Manager (since 10 Feb 2026)
    • SMF2 Chief Finance (10 Mar 2022 to 10 Feb 2026)
    • SMF18 Other Overall Responsibility (22 Jul 2019 to 10 Mar 2022)
  • Edmund George Imjin Fosbroke Truell

    IRN EGT01005

    • CF3 Chief Executive (5 Dec 2007 to 16 Jul 2009)
    • CF1 Director (5 Dec 2007 to 25 Sep 2012)
    • CF2 Non Executive Director (3 Oct 2006 to 19 Nov 2007)
  • Edward Joseph Giera

    IRN EJG01020

    • CF2 Non Executive Director (29 Apr 2009 to 6 Mar 2016)
  • Elizabeth Cain

    IRN EXS01440

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
  • Eloy Urbain Paul Ghislain Michotte

    IRN EUM01000

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (18 Oct 2012 to 6 Mar 2016)
  • Etienne Comon

    IRN EXC01121

    • SMF7 Group Entity Senior Manager (since 27 Mar 2026)
  • Florence Carasse

    IRN FXC00103

    • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2022 to 23 Jul 2025)
    • [FCA CF] Material risk taker (1 Jun 2022 to 2 Jun 2022)
  • Frederik Wilhelm Van Zyl

    IRN FWV01001

    • SMF7 Group Entity Senior Manager (26 Mar 2024 to 27 Mar 2026)
    • CF2 Non Executive Director (23 Mar 2015 to 6 Mar 2016)
  • George Kypros Symeonides

    IRN GKS01047

    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 26 Mar 2021)
    • [PRA CF] Key function holder (10 Dec 2018 to 30 Sep 2020)
  • Giles Brian Fairhead

    IRN GBF01013

    • SMF16 Compliance Oversight (since 7 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Feb 2025)
    • SMF4 Chief Risk (since 10 Dec 2018)
    • SIMF4 Chief Risk Function (8 Mar 2017 to 9 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.