Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothesay Life Plc
FRN 466067
- SMF10 Chair of the Risk Committee (since 7 Jul 2022)
- Director of firm who is not a certification employee or a SMF manager (25 Jan 2021 to 7 Jul 2022)
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- SMF14 Senior Independent Director (7 Apr 2021 to 20 Feb 2025)
- SMF10 Chair of the Risk Committee (7 Mar 2016 to 10 Mar 2025)
- CF2 Non Executive Director (19 Aug 2015 to 6 Mar 2016)
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- Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Dec 2018)
- CF2 Non Executive Director (30 Sep 2015 to 6 Mar 2016)
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- CF2 Non Executive Director (29 Apr 2009 to 6 Mar 2016)
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- CF29 Significant management (1 Nov 2007 to 30 Aug 2011)
- CF30 Customer (1 Nov 2007 to 15 Oct 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Nov 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 30 Aug 2011)
- CF30 Customer (1 Nov 2007 to 15 Oct 2011)
- CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Nov 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.