Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 7 Jul 2022)
    • Director of firm who is not a certification employee or a SMF manager (25 Jan 2021 to 7 Jul 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF14 Senior Independent Director (7 Apr 2021 to 20 Feb 2025)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 10 Mar 2025)
    • CF2 Non Executive Director (19 Aug 2015 to 6 Mar 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Dec 2018)
    • CF2 Non Executive Director (30 Sep 2015 to 6 Mar 2016)
  • Pension Insurance Corporation plc (no longer approved here)

    FRN 454345

    • CF2 Non Executive Director (29 Apr 2009 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 30 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 15 Oct 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Nov 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (1 Nov 2007 to 30 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 15 Oct 2011)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Nov 2003 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.