Pension Insurance Corporation plc

• Principal Place of Business

  20-22 Ropemaker Street

  London

  City Of London

  EC2Y 9AR

  UNITED KINGDOM

  Phone

  +4402071052000

  Web

  https://www.pensioncorporation.com

• Complaints Contact

  20-22 Ropemaker Street

  London

  City Of London

  EC2Y 9AR

  UNITED KINGDOM

  Phone

  +4402071053669

• Bank Deposits

  For All

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Manages Insurance Policies

  For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Collective insurance, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Simon Timothy Abel

  IRN STA01011

  • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
• Stephen Evans

  IRN SXE00004

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2023)
• Stephen John Sarjant

  IRN SXS01592

  • SMF10 Chair of the Risk Committee (10 Dec 2018 to 10 Mar 2021)
  • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (31 Oct 2014 to 6 Mar 2016)
• Stuart Howard King

  IRN SXK02552

  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2019 to 27 Mar 2026)
• Susan Margaret Noble

  IRN SMN01015

  • CF17 Significant Mgt (Other Business Operations) (3 Oct 2006 to 17 Jan 2007)
• Suzanna Collins

  IRN SXC00755

  • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 31 Dec 2022)
• Terrence Stern

  IRN TXS43175

  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 3 Mar 2021)
• Thomas Mark Stephen

  IRN TMS01103

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Dec 2023)
  • CF2 Non Executive Director (19 Nov 2014 to 6 Mar 2016)
• Thomas Oliver Seecharan

  IRN TOS01012

  • [PRA CF] Key function holder (since 1 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2024 to 30 Apr 2024)
• Timothy Huish Gallico

  IRN THG01011

  • SMF7 Group Entity Senior Manager (17 Jul 2020 to 27 Mar 2026)

No changes recorded yet.