Thomas Mark Stephen

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fidelis Underwriting Limited
FRN 709360
- SMF14 Senior Independent Director (since 15 Aug 2025)
- SMF11 Chair of the Audit Committee (since 15 Aug 2025)
- SMF10 Chair of the Risk Committee (18 Sep 2024 to 15 Aug 2025)
2 Plan Wealth Management Limited
FRN 461598
- SMF7 Group Entity Senior Manager (since 9 Mar 2024)
Openwork Limited
FRN 408285
- SMF7 Group Entity Senior Manager (since 5 Apr 2022)
TransRe London Limited (no longer approved here)
FRN 600544
- Director of firm who is not a certification employee or a SMF manager (19 Sep 2024 to 31 Dec 2024)
- SMF9 Chair of the Governing Body (2 Mar 2022 to 19 Sep 2024)
- CF2 Non Executive Director (16 Dec 2013 to 6 Mar 2016)
Pension Insurance Corporation plc (no longer approved here)
FRN 454345
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Dec 2023)
- CF2 Non Executive Director (19 Nov 2014 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.