Pen Underwriting Limited

• Principal Place of Business

  67 Lombard Street

  London

  EC3V 9LJ

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.penunderwriting.co.uk

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  Lanarkshire

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Debt Collection

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Jonathan Rory Turner

  IRN JRT01104

  • SMF1 Chief Executive (9 Dec 2019 to 1 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Mar 2020)
  • Responsible for Insurance Mediation (28 Jun 2017 to 30 Sep 2018)
  • CF3 Chief Executive (28 Jun 2017 to 8 Dec 2019)
  • CF1 Director (AR) (6 Jan 2017 to 1 Mar 2020)
  • CF1 Director (9 Feb 2016 to 8 Dec 2019)
• Keri John Lewis

  IRN KXL00182

  • [FCA CF] Significant management (7 Feb 2022 to 31 Jul 2024)
• Kieran Hugh Duffy

  IRN KXD00222

  • [FCA CF] Significant management (since 7 Feb 2022)
• Laurence James Andrews

  IRN LXA00020

  • [FCA CF] Significant management (1 Jul 2020 to 30 Jun 2024)
• Leo Victor Downes

  IRN LXD00056

  • [FCA CF] Significant management (since 19 Nov 2020)
• Louise Alexandra Virginia Charlotte Patten

  IRN LAP01046

  • SMF12 Chair of the Remuneration Committee (6 Sep 2024 to 4 Jan 2025)
  • Director of firm who is not a certification employee or a SMF manager (14 Mar 2024 to 6 Sep 2024)
  • CF2 Non Executive Director (31 Mar 2016 to 8 Dec 2019)
• Louise Elinor Baillie

  IRN LXB00804

  • SMF18 Other Overall Responsibility (since 4 Aug 2025)
  • [FCA CF] Significant management (since 17 Jun 2025)
  • [FCA CF] Manager of certification employee (since 17 Jun 2025)
• Louise Jane Porter

  IRN LXP00354

  • [FCA CF] Significant management (since 24 Nov 2023)
• Louise Marie Hughes

  IRN LXH00035

  • SMF16 Compliance Oversight (28 Jun 2024 to 11 Feb 2025)
  • [FCA CF] Manager of certification employee (13 Jul 2023 to 28 Jun 2024)
  • [FCA CF] Significant management (1 Jul 2020 to 28 Jun 2024)
• Mark Nicholas Armitage

  IRN MXA01547

  • CF1 Director (17 Jul 2015 to 19 Jan 2017)
  • CF29 Significant management (16 Dec 2013 to 19 Jan 2017)

• Contego Underwriting Ltd (no longer appointed)

  FRN 455355 · Appointed 2 Apr 2013 · Until 16 Nov 2020

No changes recorded yet.