Pen Underwriting Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Mark Stephen Mugge
IRN MSM01131
- CF1 Director (AR) (16 Apr 2013 to 26 Jan 2015)
- CF1 Director (1 Aug 2011 to 26 Jan 2015)
Martin Christopher Bourne
IRN MXB00980
- [FCA CF] Significant management (1 Sep 2022 to 31 Dec 2025)
Martin Hall
IRN MXH01989
- CF29 Significant management (7 Feb 2017 to 15 Sep 2017)
Matthew James Lucas
IRN MXL11829
- SMF18 Other Overall Responsibility (14 Mar 2024 to 26 Apr 2024)
- SMF3 Executive Director (11 Jan 2021 to 14 Mar 2024)
Matthew John Unsworth
IRN MJU01018
- CF29 Significant management (23 Nov 2016 to 16 Jul 2018)
Matthew William Joseph Pike
IRN MWP01074
- CF29 Significant management (6 Oct 2016 to 23 Apr 2018)
Michael Alan Spencer
IRN MAS01216
- CF2 Non Executive Director (15 Dec 2005 to 20 Sep 2007)
Michael Hector Kier
IRN MHK01022
- CF2 Non Executive Director (14 Jan 2005 to 15 Sep 2008)
Michael John King
IRN MXK00165
- [FCA CF] Significant management (2 Jan 2021 to 14 Jan 2022)
Michael Keith Barton
IRN MKB01047
- CF1 Director (18 Sep 2008 to 1 Nov 2011)

Smaller firms operating under this firm's FCA authorisation.

Contego Underwriting Ltd (no longer appointed)
FRN 455355 · Appointed 2 Apr 2013 · Until 16 Nov 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.