Date authorised
1 April 2013
Companies House
05172311
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    67 Lombard Street
    London
    EC3V 9LJ
    UNITED KINGDOM
    Phone
    +441403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Peter Rea

    IRN MPR01056

    • SMF7 Group Entity Senior Manager (since 26 Apr 2024)
    • CF1 Director (12 Oct 2015 to 1 Jan 2019)
    • CF1 Director (AR) (12 Oct 2015 to 1 Jan 2019)
  • Michael Vincent Belton

    IRN MVB01015

    • CF1 Director (19 Oct 2018 to 29 Oct 2019)
    • CF28 Systems and controls (30 Nov 2016 to 20 Oct 2018)
  • Michael William Cooper-Mitchell

    IRN MWC01056

    • CF2 Non Executive Director (18 Sep 2008 to 30 Jun 2014)
  • Michelle Bree

    IRN MXB04137

    • SMF3 Executive Director (18 Jan 2020 to 30 Sep 2020)
    • CF29 Significant management (20 Aug 2018 to 8 Dec 2019)
  • Neil Andrew Clutterbuck

    IRN NAC01102

    • SMF9 Chair of the Governing Body (since 10 Mar 2025)
  • Neil David Eckert

    IRN NDE01007

    • CF2 Non Executive Director (30 Jan 2013 to 8 Sep 2015)
  • Neil John Bowdrey

    IRN NXB00455

    • [FCA CF] Significant management (since 14 Jul 2023)
  • Nicholas John Colyer

    IRN NJC01233

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 1 May 2023)
    • [FCA CF] Significant management (1 Oct 2020 to 1 May 2023)
  • Nicholas Lloyd Wright

    IRN NLW01022

    • SMF18 Other Overall Responsibility (since 14 Mar 2024)
    • SMF3 Executive Director (29 Jul 2021 to 14 Mar 2024)
    • SMF18 Other Overall Responsibility (5 Nov 2020 to 29 Jul 2021)
  • Nicholas Michael Anthony Milton

    IRN NXM00030

    • [FCA CF] Significant management (since 1 Jul 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.