Pen Underwriting Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
67 Lombard StreetLondonEC3V 9LJUNITED KINGDOM- Phone
- +441403327714
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Complaints Contact
Spectrum Building55 Blythswood StreetGlasgowLanarkshireG2 7ATUNITED KINGDOM- Phone
- +441412853539
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Debt Collection
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Peter Rea
IRN MPR01056
- SMF7 Group Entity Senior Manager (since 26 Apr 2024)
- CF1 Director (12 Oct 2015 to 1 Jan 2019)
- CF1 Director (AR) (12 Oct 2015 to 1 Jan 2019)
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Michael Vincent Belton
IRN MVB01015
- CF1 Director (19 Oct 2018 to 29 Oct 2019)
- CF28 Systems and controls (30 Nov 2016 to 20 Oct 2018)
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Michael William Cooper-Mitchell
IRN MWC01056
- CF2 Non Executive Director (18 Sep 2008 to 30 Jun 2014)
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Michelle Bree
IRN MXB04137
- SMF3 Executive Director (18 Jan 2020 to 30 Sep 2020)
- CF29 Significant management (20 Aug 2018 to 8 Dec 2019)
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Neil Andrew Clutterbuck
IRN NAC01102
- SMF9 Chair of the Governing Body (since 10 Mar 2025)
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Neil David Eckert
IRN NDE01007
- CF2 Non Executive Director (30 Jan 2013 to 8 Sep 2015)
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Neil John Bowdrey
IRN NXB00455
- [FCA CF] Significant management (since 14 Jul 2023)
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Nicholas John Colyer
IRN NJC01233
- [FCA CF] Manager of certification employee (1 Oct 2020 to 1 May 2023)
- [FCA CF] Significant management (1 Oct 2020 to 1 May 2023)
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Nicholas Lloyd Wright
IRN NLW01022
- SMF18 Other Overall Responsibility (since 14 Mar 2024)
- SMF3 Executive Director (29 Jul 2021 to 14 Mar 2024)
- SMF18 Other Overall Responsibility (5 Nov 2020 to 29 Jul 2021)
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Nicholas Michael Anthony Milton
IRN NXM00030
- [FCA CF] Significant management (since 1 Jul 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Contego Underwriting Ltd (no longer appointed)
FRN 455355 · Appointed 2 Apr 2013 · Until 16 Nov 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.