Pen Underwriting Limited

Date authorised
1 April 2013
Companies House
05172311
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    67 Lombard Street
    London
    EC3V 9LJ
    UNITED KINGDOM
    Phone
    +441403327714
    Web
    https://www.penunderwriting.co.uk

  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Anthony Barton

    IRN NAB01040

    • CF1 Director (14 Jan 2005 to 15 Sep 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 15 Sep 2008)
    • CF3 Chief Executive (14 Jan 2005 to 15 Sep 2008)
  • Oliver Charles Homer

    IRN OCH01003

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 22 Jul 2024)
    • CF29 Significant management (10 Jul 2019 to 8 Dec 2019)
  • Patrick Wood

    IRN PXW00387

    • [FCA CF] Significant management (21 Jun 2023 to 30 Jun 2025)
  • Paul Albert Crilly

    IRN PXC00040

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Paul Gynnild Hartley

    IRN PXH00302

    • [FCA CF] Significant management (1 Apr 2023 to 31 Dec 2025)
  • Paul Stephen Murphy

    IRN PXM00588

    • [FCA CF] Significant management (since 1 May 2023)
  • Peter Steel Christie

    IRN PSC01082

    • CF2 Non Executive Director (4 Jul 2007 to 21 May 2008)
  • Peter Stewart Gardner

    IRN PXG00396

    • [FCA CF] Significant management (16 Oct 2023 to 31 Mar 2025)
  • Peter Terence O'Neill

    IRN PTO01009

    • CF2 Non Executive Director (18 Sep 2008 to 31 Dec 2014)
  • Philip Gordon Nailor

    IRN PGN01015

    • [FCA CF] Significant management (1 Jul 2020 to 1 Oct 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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