Pen Underwriting Limited

Date authorised
1 April 2013
Companies House
05172311
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    67 Lombard Street
    London
    EC3V 9LJ
    UNITED KINGDOM
    Phone
    +441403327714
    Web
    https://www.penunderwriting.co.uk

  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Praveen Panicker

    IRN PXP22960

    • CF1 Director (AR) (2 Apr 2020 to 16 Dec 2020)
    • SMF3 Executive Director (13 Jan 2020 to 16 Dec 2020)
  • Rachael Elizabeth Swann

    IRN RXS00043

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Richard James Webb

    IRN RJW01246

    • [FCA CF] Manager of certification employee (1 Aug 2023 to 17 Jan 2025)
    • [FCA CF] Significant management (21 Jun 2023 to 17 Jan 2025)
  • Richard John Trebble

    IRN RJT01142

    • CF1 Director (12 Oct 2007 to 15 Sep 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 17 Oct 2007)
  • Richard Michael Gough

    IRN RXG00021

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Robert James Chapman

    IRN RXC00632

    • [FCA CF] Significant management (since 1 May 2023)
  • Robert John Alford

    IRN RJA01129

    • CF2 Non Executive Director (14 Jan 2005 to 15 Sep 2008)
  • Roger Anthony Field

    IRN RAF01050

    • CF2 Non Executive Director (25 May 2010 to 31 Dec 2017)
  • Ronald Arnon Sandler

    IRN RAS01146

    • CF2 Non Executive Director (14 Jan 2005 to 19 Feb 2008)
  • Sachin Dharampal Gupta

    IRN SXG06472

    • [FCA CF] Significant management (since 22 Jun 2023)
    • [FCA CF] Manager of certification employee (1 Aug 2023 to 2 Oct 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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