Pen Underwriting Limited

• Principal Place of Business

  67 Lombard Street

  London

  EC3V 9LJ

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.penunderwriting.co.uk

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  Lanarkshire

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Debt Collection

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Sarah Frances Dale

  IRN SXD00617

  • [FCA CF] Significant management (since 15 Nov 2022)
• Sarah Godfree

  IRN SXD01573

  • CF1 Director (AR) (17 Apr 2013 to 17 Mar 2015)
  • CF1 Director (18 Sep 2008 to 17 Mar 2015)
• Sarah Herriman

  IRN SXB00021

  • [FCA CF] Manager of certification employee (since 1 Jul 2023)
  • [FCA CF] Significant management (since 1 Jul 2023)
  • SMF3 Executive Director (10 Dec 2020 to 1 Jul 2023)
• Sarah Louise Griffiths

  IRN SXG35364

  • SMF18 Other Overall Responsibility (since 29 May 2020)
• Sebastian Adam Crawford Simmonds

  IRN SXS00104

  • [FCA CF] Manager of certification employee (since 1 May 2023)
  • [FCA CF] Significant management (since 1 Jul 2020)
• Sian Fisher

  IRN SXF01105

  • CF1 Director (AR) (29 Apr 2013 to 10 Oct 2014)
  • Responsible for Insurance Mediation (14 Jan 2005 to 10 Oct 2014)
  • CF1 Director (14 Jan 2005 to 10 Oct 2014)
• Simon Anthony Green

  IRN SAG01150

  • SMF10 Chair of the Risk Committee (since 3 Dec 2021)
  • SMF9 Chair of the Governing Body (3 Dec 2021 to 14 Mar 2024)
  • Director of firm who is not a certification employee or a SMF manager (5 Feb 2021 to 3 Dec 2021)
  • CF2 Non Executive Director (6 Jun 2017 to 8 Dec 2019)
• Simon Charles Matson

  IRN SCM01143

  • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
  • CF1 Director (1 Sep 2018 to 8 Dec 2019)
• Simon John Collings

  IRN SXC00074

  • SMF18 Other Overall Responsibility (since 18 Mar 2025)
• Simon Jonathan Foweraker

  IRN SXF00024

  • [FCA CF] Significant management (1 Jul 2020 to 20 Nov 2025)

• Contego Underwriting Ltd (no longer appointed)

  FRN 455355 · Appointed 2 Apr 2013 · Until 16 Nov 2020

No changes recorded yet.