Pen Underwriting Limited

• Principal Place of Business

  67 Lombard Street

  London

  EC3V 9LJ

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.penunderwriting.co.uk

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  Lanarkshire

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Debt Collection

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Simon Lawrence Perry

  IRN SLP01046

  • [FCA CF] Significant management (since 1 Jul 2020)
• Stephen John Loader

  IRN SXL00928

  • [FCA CF] Significant management (since 2 Feb 2026)
• Steven Essex-Crosby

  IRN SXE00349

  • [FCA CF] Significant management (since 8 Sep 2025)
• Steven Michael Thornett

  IRN SMT01091

  • [FCA CF] Significant management (1 Jul 2020 to 10 Mar 2023)
  • [FCA CF] Manager of certification employee (1 Jul 2020 to 10 Mar 2023)
• Stewart Paul Gardiner

  IRN SPG01111

  • [FCA CF] Significant management (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (19 Apr 2022 to 30 Oct 2023)
• Susan Carol Langley

  IRN SCW01073

  • SMF13 Chair of the Nominations Committee (since 9 Dec 2019)
  • SMF9 Chair of the Governing Body (14 Mar 2024 to 10 Mar 2025)
  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 6 Sep 2024)
  • CF2 Non Executive Director (18 Sep 2015 to 8 Dec 2019)
• Suzanne Davina Maughan

  IRN SXM04575

  • [FCA CF] Significant management (since 26 Sep 2024)
• Thomas Anthony Binks

  IRN TAB01059

  • CF2 Non Executive Director (18 Oct 2007 to 15 Sep 2008)
• Thomas Joseph Gallagher

  IRN TJG01104

  • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
  • CF1 Director (14 Mar 2011 to 8 Dec 2019)
• Thomas Matteo Chalmers-Batterbury

  IRN TXC00545

  • [FCA CF] Significant management (since 3 Feb 2026)

• Contego Underwriting Ltd (no longer appointed)

  FRN 455355 · Appointed 2 Apr 2013 · Until 16 Nov 2020

No changes recorded yet.