Pen Underwriting Limited

Date authorised
1 April 2013
Companies House
05172311
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    67 Lombard Street
    London
    EC3V 9LJ
    UNITED KINGDOM
    Phone
    +441403327714
    Web
    https://www.penunderwriting.co.uk

  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Peter Dixon

    IRN TXD00245

    • [FCA CF] Significant management (since 21 Jun 2023)
  • Timothy David Love

    IRN TXL00012

    • [FCA CF] Significant management (1 Jul 2020 to 30 Aug 2021)
  • Tom Martin Downey

    IRN TMD01064

    • SMF1 Chief Executive (since 9 Jun 2020)
    • Responsible for Insurance Distribution (since 9 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (22 Oct 2019 to 15 Sep 2021)
    • CF1 Director (10 Sep 2018 to 8 Dec 2019)
    • CF29 Significant management (31 Oct 2017 to 17 Sep 2018)
  • Trevor Philip Newbery

    IRN TPN01021

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 1 Oct 2021)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Oct 2021)
    • CF2 Non Executive Director (11 Nov 2015 to 8 Dec 2019)
  • Victoria Scholefield

    IRN VXS00017

    • [FCA CF] Significant management (since 2 Jul 2020)
  • Vinaykumar Ambelal Lad

    IRN VXL00088

    • [FCA CF] Significant management (26 Mar 2024 to 31 Jul 2024)
  • William Lindsay McGowan

    IRN WLM01014

    • CF29 Significant management (1 May 2019 to 13 Sep 2019)
    • CF1 Director (15 Nov 2012 to 1 May 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.