Pello Capital Limited

• Principal Place of Business

  C/O Adam Henry Stephens (IP No. 9748) and Mark Christopher Ford (IP No. 9521)

  Evelyn Partners LLP

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Alexander Kirby

  IRN SAK01072

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
  • [FCA CF] Manager of certification employee (since 1 Jan 2021)
  • CF30 Customer (14 Mar 2019 to 8 Dec 2019)
• Simon Alexander Legge

  IRN SAL01101

  • CF30 Customer (29 Jul 2008 to 22 Jul 2010)
• Simon Robert Eagles

  IRN SRE01014

  • [FCA CF] Significant management (since 1 Jan 2021)
  • CF30 Customer (21 Aug 2014 to 16 Sep 2016)
• Sophie Margaret Lampshire

  IRN SXL02075

  • CF30 Customer (17 Dec 2016 to 7 Jun 2017)
• Stefan Olivier

  IRN SXO01162

  • CF30 Customer (25 Nov 2008 to 10 Aug 2015)
  • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Feb 2007 to 8 Feb 2007)
• Stephen James Mistretta

  IRN SJM01337

  • CF30 Customer (25 Aug 2010 to 19 Jun 2015)
• Stephen John Anderson

  IRN SJA01075

  • CF30 Customer (21 May 2009 to 30 Nov 2010)
• Stuart James Brown

  IRN SJB01252

  • CF30 Customer (19 Dec 2008 to 31 Mar 2011)
• Tesslyn Padmore

  IRN TXP01083

  • CF30 Customer (8 Feb 2013 to 27 Nov 2015)
• Thomas Stefan Fleig

  IRN TSF01009

  • CF30 Customer (1 Nov 2007 to 1 May 2008)
  • CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)

• UK Bond Network Limited (no longer appointed)

  FRN 607717 · Appointed 25 Sep 2013 · Until 16 Sep 2016

• Covalence Asset Management Ltd (no longer appointed)

  FRN 502550 · Appointed 19 Jun 2009 · Until 1 Apr 2011

• Cornhill Fund Management LLP (no longer appointed)

  FRN 490859 · Appointed 31 Oct 2008 · Until 28 Oct 2009

No changes recorded yet.